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Official outcome statistics for complaints and enforcement

This table collects aggregate outcome figures from official annual reports and data releases. Each row gives the body, the period it covers, the measure, the figure and the publication. No figure is calculated here. Periods differ between bodies. The SEC fiscal year ended on 30 September 2025 2, and the FCA year ran to 31 March 2025 3. Rows cover no named individual. Use the filter to see one body at a time.

Last checked 6 November 2026

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Notes

  • The SEC said its US$17.9 billion total falls to US$1.4 billion in disgorgement and interest and US$1.3 billion in penalties when amounts deemed satisfied and one set of judgments are excluded 2.
  • The FCA release does not give a figure for operations closed with no further action 3.

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Sources

  1. Financial Ombudsman Service: Annual complaints data and insight 2025/26 (21 May 2026)
  2. U.S. Securities and Exchange Commission via Newsfile: SEC Announces Enforcement Results for Fiscal Year 2025 (7 April 2026)
  3. Financial Conduct Authority: FCA Enforcement data 2024/25 (10 July 2025)
  4. European Ombudsman: Annual Report 2025 (22 April 2026)
  5. Commissioner for Standards in Public Life (Malta): Annual Report 2025 (31 July 2026)